Since 1991, P&G Associates has assisted its clients with a risk-based focused approach to manage the ever-evolving regulatory compliance issues. Our exclusive dedication to the banking industry enables us to develop and provide you with a unique in-depth perspective of compliance related risks and help manage them in a systematic and proactive manner.
We can assist your institution in managing compliance in the following areas:
Banks required to meet the attestation requirements of SOX engage P&G’s services to implement an effective and comprehensive process to help document and test the effectiveness of key identified controls. P&G’s comprehensive SOX Compliance review includes:
This process ensures full compliance with the documentation requirements of the Sarbanes-Oxley Act and provides a powerful, flexible, cost-effective methodology designed to meet the needs and budgetary constraints of community banks.
P&G’s compliance experts are trained to provide services to a diversified client base of financial institutions. P&G’s experience has provided a broad and prompt perspective of shifting needs and emphasis relating to regulatory compliance concerns. This enables us to focus on potential weaknesses in existing controls and manage the myriad of enterprise wide compliance issues relating to federal regulations and consumer legislations. Our regulatory compliance reviews have been used to supplement existing self assessment processes and as a primary source for managing the processes.